Get your compliance ready for the 2022 Code of Practice

Is your compliance geared up for the new Broker Code of Practice? Have you amended your AFSL obligations and management? No matter how small or large your business is, tracking and complying with all the regulatory changes and reporting requirements will mean significant investment in time and cost.  

We are here to help! Curium is your partner for all things Compliance – from managing your day-to-day AFSL requirements and reporting, to updating you on any regulatory changes and training your people. We are here to make your Compliance simple, understandable and proactive, without breaking the bank.  

Get your compliance ready for the 2022 Code of Practice

Is your compliance geared up for the new Broker Code of Practice? Have you amended your AFSL obligations and management? No matter how small or large your business is, tracking and complying with all the regulatory changes and reporting requirements will mean significant investment in time and cost.  

We are here to help! Curium is your partner for all things Compliance – from managing your day-to-day AFSL requirements and reporting, to updating you on any regulatory changes and training your people. We are here to make your Compliance simple, understandable and proactive, without breaking the bank.  

Compliance has never been easier 

The new Code of Practice raises the bar on transparency, documentation, and self-reporting of instances of non-compliance, complaints, conflict of interest and customer vulnerability. All this in addition to your usual AFSL obligations.

Curium helps you make sense of everything you need to ensure that your business is compliant with the latest regulations, including mapping out breaches to obligations, providing ready templates for incidents of non-compliance and new data capture requirements for complaints, real-time risk snapshots for your entire company and automate prevention of regulatory breaches.  

We make it easy for you and your teams to understand and get ahead of your compliance requirements.  

Starter

10 users

$30 per user/month*

Includes:
✔    Latest regulatory requirements built-in
✔    All AFSL-required registers
✔    Pre-configured reports
✔  Real-time compliance dashboards
✔  Access to 4 recorded trainings per year
✔    Proactive support & insights

*$300/month or $3,240/year

Standard

30 users

$25 per user/month*

Includes:
✔    Latest regulatory requirements built-in
✔    All AFSL-required registers
✔    Pre-configured reports
✔  Real-time compliance dashboards
✔  4 live trainings and Q&A per year
✔  Access to recorded trainings
✔    Proactive support & insights

*$750/month or $8,100/year

Premium

Unlimited users

Talk to us

Includes:
✔    Latest regulatory requirements built-in
✔    All AFSL-required registers
✔    Pre-configured reports
✔  Real-time compliance dashboards
✔  4 live trainings and Q&A per year
✔  Access to recorded trainings
✔   Proactive support & insights
✔  Annual compliance framework check

Assessment

 

$400 One-off

Includes:
✔    In depth interview to assess the current state of compliance with the Broker Code of Conduct 2022
✔    Report identifying gaps to the Code and suggestions of good practice along the Code sections
✔    Action plan and support in implementation of changes identified

Curium Claims

Run an efficient and customer-friendly claims process. Automate back-office and admin operations like reporting and status updates to allow your people to focus on your clients. Curium has a built-in compliance reporting showing you in real time the claims that have breached the Code or other regulations. No more spreadsheets or manual audits.

Lodgement                  

Includes:
✔  Superb customer experience
✔  Identify recovery opportunity & run triage
✔  Change the questions any time
✔  Structured FNOL data

Claims Management

Includes:
✔  Reduce operational costs & minimise leakage
✔  Improve customer experience through 3 min lodgement
✔  Shorten claim lifecycle
✔  Manage regulatory risk