The new Broker Code of Conduct is live. What’s next?
Understanding the day-to-day implications from the new Code and best practice in identifying breaches.
About this event
– Current challenges in Broker Compliance
– The new Code is live – are you compliant?
– What is a “breach” and how to spot one?
– Tips on setting up effective operational compliance
The webinar is tailored to owners or MDs of brokerages, Authorised Representatives, operational and compliance managers, broker claims managers etc.
When & where
Tuesday, 21st February 2023, 2:00 pm – 2:45 pm AEDT